MEET THE
TEAM
PEOPLE
With over 75 years of legal experience, the team at Rogahn Jones offers:
Innovation, Quality and Value. Please click here to read more about our rich history with Daniel Kelly.
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Rod W. Rogahn is a business lawyer and founding partner of Rogahn Jones LLC. Before starting the firm, Mr. Rogahn was Vice President/General Counsel with Generac Power Systems in Waukesha for over ten years.
Areas of Practice
Mr. Rogahn’s litigation practice concentrates on:
- General Business Consulting
- General Counsel Consulting
- General Business Litigation
- Mergers/Acquisitions
- Contract disputes
- Commercial litigation
- Employment
- Compliance and regulatory matters, including, SEC, OFAC, FCPA, OSHA as well as corporate governance
Community
A community thrives when its members take an active interest in its health. So Mr. Rogahn joins many others in his involvement in:
- Chairman of The Board of Administrative Oversight; and
- Served as chairman for the General Counsel’s Forum.
Admissions
Mr. Rogahn is admitted to practice in Wisconsin, the United States Supreme Court, and various other federal courts around the country.
Rod W. Rogahn
Chief Executive Officer
Colleen Wentworth Jones is a business attorney and a Member of Rogahn Jones LLC. Prior to the firm becoming Rogahn Jones LLC, Ms. Jones was the Senior Counsel at Rogahn Kelly LLC. Before that Ms. Jones was the owner of Wentworth Jones Law Firm, LLC. Licensed in Wisconsin and Illinois, Ms. Jones is accustomed to serving as outside counsel for small to large companies.
Areas of Practice
Ms. Jones’ practice concentrates on:
- Business Law
- Contract Drafting and Negotiation
- Employment Law
- Business Formation
- Commercial Litigation
- Construction Litigation
- Tax Assessment Appeals
- Serving as Outside Counsel
Admissions
Ms. Jones is licensed and admitted to practice in Wisconsin and Illinois.
About Colleen Jones
Ms. Jones is an approachable professional dedicated to achieving clients’ goals collaboratively and creatively. She has extensive experience advising clients on contract utilization, drafting, and negotiations with third-parties. She also has meaningful litigation experience serving as first chair and arguing cases, including oral argument before the Supreme Court of the State of Wisconsin resulting in a favorable published decision cited in the statutes. Ms. Jones is an analytical and disciplined attorney practicing in Wisconsin for the last eighteen years with additional licensure in Illinois for the last thirteen years
Contract matters on which Ms. Jones commonly advises clients include but are not limited to: Master Services Agreements on IT matters; Master Buying Agreements with large retailers; Independent Contractor Agreements; Vendor Agreements; Dealer Agreements; Distributor Agreements; Confidentiality and Non-Disclosure Agreement; Employee Compensation Agreements; Severance Agreements; Purchase Agreements; Leases; and Work Proposals.
Education
Loyola University Chicago School of Law
LLM Business Law
1998-2000
Marquette University Law School
Juris Doctor
1995-1998
Northwestern University
Bachelor of Arts, English
1991-1995
Colleen W. Jones
Chief Operating Officer
Terry Booth is a commercial litigator. Before joining the firm, he was a partner at Piper & Schmidt, in Milwaukee for over 20 years, and served as House Counsel for Progressive Casualty Insurance Company.
Areas of Practice
Mr. Booth’s litigation practice concentrates on:
- Commercial litigation
- Federal, state and local government issues and litigation
- Appellate advocacy
- General contract disputes
- Construction defects and issues
- Product liability
- Intellectual property
- Insurance coverage
- Bad faith litigation
- Property and casualty losses
- Real estate issues
- Employment disputes
- Business torts
Representative Matters
Mr. Booth has been practicing law for over 35 years. He has successfully resolved over 600 lawsuits and over 60 appeals in The Wisconsin Supreme Court, The Wisconsin Court of Appeals, and The United States Court of Appeals for the Seventh Circuit; thirty-one published opinions have resulted from those appeals. Representative published appellate cases include:
- Estate of Sustache v. American Family Mut. Ins. Co., 2008 WI 87, 311 Wis. 2d 548, 751 N.W.2d 845 (involving fundamental issues of insurance companies’ duty to defend; the decision has been cited extensively as precident in subsequent appellate decisions).
- Beacon Bowl. Inc. v. Wisconsin Elec. Power Co., 176 Wis. 2d 740, 501 N.W.2d 788 (1993) (involving product liability, statutory treble damage and statutory interpretation issues in the context of a fire which destroyed the building housing the Beacon Bowl; the trial lasted more than three weeks).
- Szalacinski v. Campbell, 2008 WI App 150, 314 Wis. 2d 286, 760 N.W.2d 420 (involving issues of the application of Wisconsin’s safe place law in the context of a hotel fire in which several guests were injured; the trial lasted over two weeks and included the testimony of over 35 witnesses).
- Union Pacific R.R. Co. v. Motive Equipment, Inc., 2006 WI App 58, 291 Wis. 2d 236,
714 N.W.2d 232 (involving preemption by federal law under the Federal Employers Liability Act (FELA), 45 U.S.C. §§51-60, and preemption by federal law under the Locomotive Inspection Act (LIA), 49 U.S.C. §§20701-703. - Grogan v. Public Service Com’n of Wisconsin, 109 Wis. 2d 75, 325 N.W.2d 82 (Ct. App.
1982) (involving the scope of the Wisconsin Public Service Commission’s rulemaking authority in the context of the application of its rule prohibiting the sale of natural gas for use in outdoor lighting, Wis. Admin. Code PSC 136.02(4). - Grand View Windows, Inc. v. Brandt, 2013 WI App 95, 349 Wis. 2d 759, 837 N.W.2d 611 (involving the application of Wisconsin Consumer Act, Wis. Admin. Code §ATCP 110.02, in the context of a home improvement contractor performing work on a residence).
- Vision Financial Group, Inc. v. Midwest Family Mut. Ins. Co., 355 F.3d 640 (7th Cir.
2004) (involving the application of a commercial insurance policy’s false pretense and dishonesty exclusions in the context of a fraudulent scheme to steal computer equipment and furniture leased to a hotel).
Mr. Booth has been lead counsel in many jury trials, 18 in a recent 9-year period. He has tried cases involving complex multi-million dollar claims in trials that have lasted up to three weeks, and that have involved over 35 witnesses. He has handled a wide variety of cases, including cases involving complex contracts, issues involving federal, state and local governmental entities, statutory and contractual obligations and liabilities of limited liability company members, conspiracy claims, trade secret issues, breaches of employment agreements, misrepresentation claims, fraud allegations, conversion issues, civil theft claims, class action lawsuits, intellectual property issues, real estate claims, property and casualty losses, complicated insurance coverage issues, bad faith claims and multi-jurisdictional claims.
Mr. Booth has extensive experience in planning and conducting discovery in complex litigation, including informal investigations, formal written discovery, and over a thousand hours of oral depositions. In handling his cases, he has had considerable involvement with technical, financial and other expert consultants. He has also had extensive experience in evaluating and litigating damage issues. Those damages have included losses of business income and losses of business value, including the value of its intellectual property and good will.
Mr. Booth is also an electrical engineer and a patent attorney. With that background, he has handled many cases that have involved technical and engineering issues.
Community
A community thrives when its members take an active interest in its health. So Mr. Booth joins many others in his involvement in:
- State Bar of Wisconsin
- Waukesha County Bar Association
- Wisconsin Defense Counsel (Chairman, Insurance Coverage Committee, 10 years)
- Speaker at multiple State Bar of Wisconsin conventions
- Speaker at multiple Civil Trial Counsel of Wisconsin conventions
- Co-Author of Contributory Negligence and Subrogation chapters of State Bar of Wisconsin publication: The Law of Damages in Wisconsin (Russell M. Ware ed., 6th ed. 2014)
- Volunteer mediator, Mediation and Restorative Justice Center
- Aircraft Owners and Pilots Association
- Wisconsin Woodland Owners Association
Admissions
Mr. Booth is admitted to practice in:
- Wisconsin Supreme Court, Wisconsin Court of Appeals, Wisconsin trial courts
- United States Court of Appeals for the Seventh Circuit, and United States District Courts in Wisconsin and the Northern District of Illinois
- United States Patent and Trademark Office (Patent Attorney)
Terry J. Booth
Senior Attorney
Dave Richards is a corporate and securities attorney with over 20 years of experience.
Before joining the Firm as Of Counsel, Mr. Richards was Senior Counsel with Generac Power System, Inc. (GNRC-NYSE) in Waukesha where he served as Corporate Secretary to the SEC Disclosure Committee and the Nominating/Corporate Governance Committee.
Before Generac, Mr. Richards was Corporate Counsel with BMO Harris N.A. (BMO-NYSE) in Chicago as well as Corporate Secretary to both Harris Investment Management Inc. and Harris Investors Services Inc. with combined assets under management of over $25 billion.
Mr. Richards also served as Principal Editor of The Corporate Secretary’s Guide and as a contributing editor to the Federal Securities Law Reporter, both of which are published by CCH Incorporated, a division Wolters Kluwer N.V.
Representative Areas
SEC Disclosure:
- SEC Forms 8-K, 10-K, S-8 and 10-Q
- Section 16 reporting and liability
- Proxy statements
- Annual stockholder meeting materials and acting as Inspector of Elections
- NYSE disclosure
- 10b5-1 trading plans
- Stock buyback plans
- Form SD (Conflict Minerals)
- Form ADV
- Executive Compensation
- D&O questionnaires
- Board compensation, composition, education and director on-boarding
- Annual Board self-assessments
- Establishment and implementation of SEC Disclosure Committee Meetings
- Initial public offering readiness
- Whistleblower response (hotlines, complaints, policies)
- Reg. FD – Investor presentations
- Earnings releases and related call scripts
- SEC and FINRA inspections and deficiency letters
Corporate Governance:
- Insider Trading (policies, training, implementation and investigations)
- Code of Ethics and Business Conduct
- Board committee charters and corporate bylaws
- Board Risk Oversight
- Overseas subsidiary governance
- Anti-Corruption Programs (FCPA), materials, training, assessment
- Shareholder rights plans
- Minutes, guidelines, charters, calendars, consents and resolutions of Boards of Directors and their committees
- Independent Compliance Consulting and Monitoring
M&A Transactions:
- FCPA and OFAC assessment
- Due diligence
- Asset and stock purchase agreements
- Joint venture agreements
- Divestments
- Post-acquisition integration (including FCPA and OFAC training)
Leadership Roles
Mr. Richards is proud to have served as:
- Past Chair of the Code of Ethics Compliance Committee – Ottomotores Mexico (Mexico City, Mexico)
- Past Member – Independent Supervisory Board of Generac Mobile Products Europe (Milan, Italy)
- Past Member – Generac Holdings Inc. SEC Conflict Mineral Steering Committee
- Past Member – Harris Investor Services Inc. Corporate Governance Committee, Investment Committee, Code of Ethics Compliance Committee and Technology/Operations Committee
- Past Chair and Board Member of The International Practice Section of the State Bar of Wisconsin
- Past Chair of the Emerging Capital Markets Committee of the American Bar Association
Admissions
Mr. Richards is admitted to practice in Wisconsin and Illinois.
Licenses
Passed Securities Licenses Series 7 (Inactive).
Passed Securities Licenses Series 63 (Inactive).
Education
Juris Doctor – University of Wisconsin Law School
BSc Economics (Honors) – London School of Economics
Rotary Exchange Student – Stagneilus Skolan, Kalmar, Sweden
David C. Richards
Of Counsel